(Reuters) - A federal judge on Friday rejected the U.S. Securities and Exchange Commission's request to sanction Elon Musk ...

Another Democratic commissioner on the Securities and Exchange Commission is following Chair Gary Gensler out the door in ...

A Democratic member of the five-person U.S. Securities and Exchange Commission said on Friday he will step down more than two ...

A U.S. appeals court on Friday ruled that Wall Street's self-regulator likely lacks the power to unilaterally expel ...

The U.S. Securities and Exchange Commission obtained $8.2 billion in financial remedies, the highest amount in its history, ...

Conflicts of interest should be considered when choosing an adviser to ensure the relationship is working for the client.

A conservative group argues that Congress gave the Federal Communications Commission too much discretion over an $8 billion ...

Find out how the asset management industry is regulated and how those regulations fit within the broader scope of financial ...

Trump hasn’t yet returned to office, and the biggest banks keep notching wins. The nation’s biggest banks have just in the ...

The Supreme Court announced Friday it will hear a case that could deliver another blow to federal agencies’ powers. The ...

Sean "Diddy" Combs returned to court Friday after renewing his push to be released on $50 million bail as he awaits trial on ...

Citadel Advisors, run by billionaire investor Ken Griffin, is one of the most prestigious hedge funds on Wall Street, and ...