The "new" SEC marketing rule has been in effect since November 2022. The updated regulation provides clear guidelines around permissible use of testimonials and endorsements for financial advisors.

Ratings and reviews of financial advisors are here, as is the technology to support both the reviews themselves and the expected compliance requirements. Whether to allow such reviews is sure to be ...

Wealthramp can help you find a financial advisor specific to your needs and your budget. Many or all of the products on this page are from partners who compensate us when you click to or take an ...

Sources tell InvestmentNews the SEC is sharpening its focus on how RIAs disclose payments connected to third-party ratings, warning that omissions can be misleading.

Modern Wealth Management provides holistic wealth management, with access to a team of specialists that cover every aspect of financial planning. Many or all of the products on this page are from ...